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Ethics in Finance : Case Studies from a Woman’s Life on Wall Street / by Kara Tan Bhala

Publisher	(Cham : Springer International Publishing : Imprint: Palgrave Macmillan)
Year	2021
Edition	1st ed. 2021.
Authors	*Tan Bhala, Kara author SpringerLink (Online service)

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Links to the text	Location	Volume	Call No.	Barcode No.	Status	Comments	ISBN	Printed	Restriction	Reserve
Links to the text	Library Off-campus access			OB00157012			9783030737542

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Material Type	E-Book
Media type	機械可読データファイル
Size	XVI, 122 p. 2 illus., 1 illus. in color : online resource
Notes	Chapter 1. Introduction -- Chapter 2. Plantation Adventure -- Chapter 3. Ethics of Equity Sales -- Chapter 4. Ethics of the Buy Side -- Chapter 5. Ethics of Mutual Fund Trading -- Chapter 6. Ethics of Gender Bias in Institutional Structures -- Chapter 7. Ethics of Hedge Fund Employee Relations -- Chapter 8. Ethics of Hedge Fund Equity Research -- Chapter 9. Ethics and Whistleblowing -- Chapter 10. Ethics and Gender Discrimination -- Chapter 11. Ethics and the Finance Curriculum -- Chapter 12. Conclusion. This book comprises multiple finance and ethics case studies. The purpose of the book is twofold. First, the case studies teach readers how to evaluate and determine resolutions to ethical issues in finance. Second, the reader will enjoy a journey with the author, a woman, over her years working in finance, through the use of case studies. These studies focus on ethical issues in finance which the author encountered over nearly a 30-year career in the industry. There are 10 case studies extracted from different sectors of finance. This broad range is a consequence of the author’s experience from almost all sides of the business: the buy side, the sell side, equity research in Asia, equity sales, mutual funds, hedge funds, the finance academy, and consulting. Each case study has an engaging narrative describing the background, transactions, players, and ethical issues. The ethical issue is analyzed and resolved using the appropriate theories of moral philosophy. Descriptions and analyses are rigorous yet comprehensible, approachable, and entertaining. Apart from ethics determinations, the material in the book covers and explains a variety of specific, and even complex, financial transactions. In every transaction there is an explanation of the roles of various players involved. In this way, readers will learn about the work of people in different positions in finance from investment bankers and equity traders to portfolio managers and equity analysts. Through these case studies, readers also will get an understanding of major financial transactions and activities such as IPOs, secondary offerings, equity trading, and equity valuations. The book will appeal to practitioners, college and high school students, and lecturers who can use it to supplement courses in finance or business ethics. Kara Tan Bhala is the President and Founder of Seven Pillars Institute for Global Finance and Ethics, USA, the world’s only independent think tank for research, education, and promotion of financial ethics. She has nearly 30 years of experience in global finance, much of which was gained through working on Wall Street. She has been a sell-side equity analyst, a sell-side equity sales person, a buy-side equity analyst, a portfolio manager, and a lecturer in finance. Dr. Tan Bhala has five degrees across three disciplines: a Bachelors (City, University of London, UK) and Masters (Oxford University, UK) in Business, a Masters in Liberal Studies (New York University, USA), and a Masters and PhD in Philosophy (University of Kansas, USA) HTTP:URL=https://doi.org/10.1007/978-3-030-73754-2
Subjects	LCSH:Financial services industry LCSH:Business ethics LCSH:Economics—Psychological aspects FREE:Financial Services FREE:Business Ethics FREE:Behavioral Finance
Classification	LCC:HG1501-3550 DC23:332.17
ID	8000076179
ISBN	9783030737542